WebJan 24, 2024 · The decentralized predictions marketplace received a $1.4 million fine from the Commodity Futures Trading Commission. By Cheyenne Ligon Jan 24, 2024 at 8:05 p.m. UTC Weboperator” by CFTC Rule 4.5, if the person’s “commodity interest advisory activities are solely incidental” to its operation of the vehicles for which Rule 4.5 provides the exclusion.9 Because the exemptions provided by CFTC Rule 4.14(a)(8) and Rule 4.6 are critical for RIAs, the CFTC’s provision of
Commodity Futures Trading Commission - cftc.gov
WebOct 31, 2024 · Regulation 4.14 (a) (4) exempts from CTA registration a registered CPO that provides advice to pools that it operates; Regulation 4.14 (a) (5) exempts from CTA registration a CPO that is exempt from registration as a CPO and that provides advice to pools that it operates. Web(a) Reporting requirements with respect to information required to be maintained by § 1.14. (1) Each futures commission merchant registered with the Commission pursuant to … rcu gravidanza
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Web( A) A person who is already registered as an associated person in any capacity whose registration is not subject to conditions or restrictions may become associated as an associated person of a swap dealer or major swap participant if the swap dealer or major swap participant meets the requirements set forth in § 3.60 (b) (2) (i) (A). WebSep 29, 2024 · The latest moves in crypto markets, in context. The Node The biggest crypto news and ideas of the day. State of Crypto Probing the intersection of crypto and government. Crypto Investing Course Be... WebSimilarly, any person that advises a 4.13 (a) (4) exempt pool (s) pursuant to an exemption from CTA registration under CFTC Regulation 4.14 (a) (8) (D) must determine whether it will need to be registered as a CTA by January 1, 2013 in order to continue advising those pools after December 31, 2012. duna plaza mozi árak